With over 15 years of experience in the financial services industry, I am a seasoned compliance professional who specializes in broker-dealer compliance, AML testing, and regulatory remediation. I have a MBA in Accounting and Finance, and I am a CPA candidate who has passed all parts of the CPA ...more

With over 15 years of experience in the financial services industry, I am a seasoned compliance professional who specializes in broker-dealer compliance, AML testing, and regulatory remediation. I have a MBA in Accounting and Finance, and I am a CPA candidate who has passed all parts of the CPA exam. Most recently, I worked as a Compliance Specialist at Elinphant, L.L.C., where I provided regulatory remediation consulting services for clients facing compliance challenges and regulatory actions. I leveraged my analytical, advisory, and risk management skills to conduct gap analysis, internal controls review, detection and reporting of suspicious transactions, and preparation of analysis reports and recommendations. I also collaborated with clients to assess and enhance their AML risk management and compliance procedures, and provided training and business development consulting. My mission is to help clients achieve compliance excellence and mitigate financial crime risks.less