Michael Mundt assists clients with complex legal issues under federal securities laws, with a particular focus on exchange-traded funds (ETFs). He has worked on a wide array of exemptive and interpretive issues under the Investment Company Act of 1940, including exemptive orders to permit the ...more

Michael Mundt assists clients with complex legal issues under federal securities laws, with a particular focus on exchange-traded funds (ETFs). He has worked on a wide array of exemptive and interpretive issues under the Investment Company Act of 1940, including exemptive orders to permit the operations of index-based and actively managed ETFs, as well as fund of funds issues and relief for various types of affiliated transactions.less