Michael Mundt assists clients with complex legal issues under federal securities laws, with a particular focus on exchange-traded funds (ETFs). He has worked on a wide array of exemptive and interpretive issues under the Investment Company Act of 1940, including exemptive orders to permit the ...
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Michael Mundt assists clients with complex legal issues under federal securities laws, with a particular focus on exchange-traded funds (ETFs). He has worked on a wide array of exemptive and interpretive issues under the Investment Company Act of 1940, including exemptive orders to permit the operations of index-based and actively managed ETFs, as well as fund of funds issues and relief for various types of affiliated transactions.
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