Comprehensive experience in integrating compliance architectures, and planning and executing localized and global investment management, broker-dealer, and commodity trading advisor compliance positioning strategies. Positioning strategies include harmonizing and adjusting cybersecurity programs ...more

Comprehensive experience in integrating compliance architectures, and planning and executing localized and global investment management, broker-dealer, and commodity trading advisor compliance positioning strategies. Positioning strategies include harmonizing and adjusting cybersecurity programs and marketing workflow across global entities to meet firm risk tolerance and regulatory requirements. Regulatory exam management and new regulation and rule interpretation/implementation are additional experience pinpoints.less