Specializes in the formation and representation of investment managers (federal or state registered and non-registered), private funds (US, offshore, single and multi-strategy fund, fund of funds, private equity and hedge funds), broker-dealers, commodity pool operators and commodity trading ...more

Specializes in the formation and representation of investment managers (federal or state registered and non-registered), private funds (US, offshore, single and multi-strategy fund, fund of funds, private equity and hedge funds), broker-dealers, commodity pool operators and commodity trading advisers. Advises clients on a wide variety of securities, tax and business law matters relating to the investment management business, including compliance and regulatory matters, fund and management company structuring, counseling on joint ventures, mergers, and acquisitions, buy-sell agreements, employment matters, non-competes, seed capital arrangements and solicitation agreements, soft dollar and other brokerage arrangements and general organizational matters. Specialties: Provides legal advice to Investment Management industry participants Attorney Advertising. Prior results do not guarantee a similar outcome.less