• Currently lead an operational team that executes regulatory review and approval of US iShares ETF communications with the public; Institutional and Retail advertising, sales material and presentations, social media, advertising, and global communications • Built and manages team responsible for ...more

• Currently lead an operational team that executes regulatory review and approval of US iShares ETF communications with the public; Institutional and Retail advertising, sales material and presentations, social media, advertising, and global communications • Built and manages team responsible for completion of Institutional RFPs and DDQs for US-domiciled ETFs • Specialization in risk and compliance solutions for digital content and social media; • More than 20 years of compliance and business experience focusing on communications with the public, broker-dealer, investment advisor, and banking regulations; • Strong knowledge of FINRA/SEC regs; • Breadth and depth of experience with ETFs, ETNs, mutual funds, private placements, futures, munis, collective trust funds, and 529 plans; • Employed by current firm since 2001, including my years at Barclays Global Investors (BGI), which merged with BlackRock in 2009. BlackRock’s purpose is to help more and more people experience financial well-being. As a fiduciary to investors and a leading provider of financial technology, we help millions of people build savings that serve them throughout their lives by making investing easier and more affordable. BlackRock is a global leader in investment management, risk management and advisory services for institutional and retail clients. BlackRock helps clients around the world meet their goals and overcome challenges with a range of products that include separate accounts, mutual funds, iShares® (exchange-traded funds), and other pooled investment vehicles. BlackRock also offers risk management, advisory and enterprise investment system services to a broad base of institutional investors through BlackRock Solutions®. Specialties: Series 7, 66, 24, 3, 4, 53, 9, and 10 qualificationsless