A solution-focused Compliance Officer with a reputation for building compliance programs, minimizing risk, and developing corrective actions to mitigate the impact of discrepancies. Offers 10+ years of ensuring compliance for financial institution, partnering with executives and stakeholders during ...more

A solution-focused Compliance Officer with a reputation for building compliance programs, minimizing risk, and developing corrective actions to mitigate the impact of discrepancies. Offers 10+ years of ensuring compliance for financial institution, partnering with executives and stakeholders during investigations and audits to advise best practices and strategies to protect assets and mitigate fines and sanctions. • Regulatory Compliance • AML Audits • Data Collection & Reporting • Stakeholder Relations • Program Leadership • Due Diligence • Financial Strategizing • Workplace Efficiency • Investment Banking Portfolio • Risk Containmentless