FINANCIAL EXECUTIVE SECURITIES BROKERAGE / MARINE OPERATIONS SPECIALIST
-- PROVEN RECORD OF SUCCESS --
• Innovative, persistent problem solver
• Excels under pressure, gets the job done
• Bright, decisive, experienced team player
• Outstanding interpersonal / communications skills
• ...
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FINANCIAL EXECUTIVE SECURITIES BROKERAGE / MARINE OPERATIONS SPECIALIST
-- PROVEN RECORD OF SUCCESS --
• Innovative, persistent problem solver
• Excels under pressure, gets the job done
• Bright, decisive, experienced team player
• Outstanding interpersonal / communications skills
• Hands-on leader and coach, thorough planner
• Persuasive negotiator, deals across all levels of management
• Likes a fast pace and multiple assignments
• Fulfills priorities, balances competing agendas
• Achieves corporate / customer objectives
• Provides value-added advice to management
SUBJECT MATTER EXPERTISE / SPECIALIZATION
• Senior Business Analyst
• Compliance Expert - Research & Interpretation
• Securities trading, clearance, and settlement
• Relationship Management
• FINRA Registered Principal - Series 24 License
• Project management, both industry-wide and internal
• Compliance Reporting - Order Audit Trail Reporting
• Trade Reporting, ACT - TRF Trade Reporting Facility
• EBS Blue Sheets Reporting
• Section 31 a fees
• Section 8 Regulatory Trade TAF fees
• NASDAQ, NSCC, MarketXT ECN, B-Trade ECN, DTCC, Cash Key Goldbuyers LLC
• All forms of technical writing: Business Requirements, Technical Specification preparation
• Timeline target and project life-cycle preparation
• P&L Cost Analyst
• Real-time systems, relational databases, SQL- driven analysis
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