FINANCIAL EXECUTIVE SECURITIES BROKERAGE / MARINE OPERATIONS SPECIALIST -- PROVEN RECORD OF SUCCESS -- • Innovative, persistent problem solver • Excels under pressure, gets the job done • Bright, decisive, experienced team player • Outstanding interpersonal / communications skills • ...more

FINANCIAL EXECUTIVE SECURITIES BROKERAGE / MARINE OPERATIONS SPECIALIST -- PROVEN RECORD OF SUCCESS -- • Innovative, persistent problem solver • Excels under pressure, gets the job done • Bright, decisive, experienced team player • Outstanding interpersonal / communications skills • Hands-on leader and coach, thorough planner • Persuasive negotiator, deals across all levels of management • Likes a fast pace and multiple assignments • Fulfills priorities, balances competing agendas • Achieves corporate / customer objectives • Provides value-added advice to management SUBJECT MATTER EXPERTISE / SPECIALIZATION • Senior Business Analyst • Compliance Expert - Research & Interpretation • Securities trading, clearance, and settlement • Relationship Management • FINRA Registered Principal - Series 24 License • Project management, both industry-wide and internal • Compliance Reporting - Order Audit Trail Reporting • Trade Reporting, ACT - TRF Trade Reporting Facility • EBS Blue Sheets Reporting • Section 31 a fees • Section 8 Regulatory Trade TAF fees • NASDAQ, NSCC, MarketXT ECN, B-Trade ECN, DTCC, Cash Key Goldbuyers LLC • All forms of technical writing: Business Requirements, Technical Specification preparation • Timeline target and project life-cycle preparation • P&L Cost Analyst • Real-time systems, relational databases, SQL- driven analysisless