I am the founder and President/Managing Member of Marquis Asset Management, LLC. I have 25+ years of experience in the financial services industry. I started my career out of college as a registered representative. Through the progression of my career, my duties included, but are not limited to: ...more

I am the founder and President/Managing Member of Marquis Asset Management, LLC. I have 25+ years of experience in the financial services industry. I started my career out of college as a registered representative. Through the progression of my career, my duties included, but are not limited to: founder, owner, president, managing member, investment banking, vice president sales, equity trader, analysis, equity retail and institutional sales, both securities and insurance recruiter, insurance and annuity sales, and securities trainer. For the majority of my career, I either was, or reported directly to the President of the company that I was working for. I have extensive knowledge in, but not limited to: trading, hedge funds, corporate finance and deal structuring, investment banking, private equity, mergers and acquisitions, money raises, IPO’s, private placements, bridge loans, option strategies, option and warrant exercises, long short strategies, indexing, derivatives, futures, commodities, precious metals, oil and gas, portfolio rebalancing, all types of retirement accounts including IRAs, SEPs, pensions, 401K’s, etc., ETF’s, REIT’s, all types of fixed income including municiples, corporates, governments, mortgage backs, CMO’s, High Yield etc., both fixed income and equity convertibles and preferreds, insurance, annuities, trusts and estate planning. I have extensive knowledge acting in consultant and advisory capacities.less