Highly Experienced Chief Executive Officer, Chief Financial Officer and Chief Compliance Officer with demonstrated history of success. Skilled in Domestic and Global Regulatory Compliance, Foreign Broker Dealer Chaperoning (SEC Rule 15a6) and IRS Transfer Pricing Regulations.

Highly Experienced Chief Executive Officer, Chief Financial Officer and Chief Compliance Officer with demonstrated history of success. Skilled in Domestic and Global Regulatory Compliance, Foreign Broker Dealer Chaperoning (SEC Rule 15a6) and IRS Transfer Pricing Regulations.less