My name is Harry Delagrammatikas. I provide strategic securities and employment law counsel to a portfolio of employer clients with an 75% concentration in broker dealers and 25% other sectors. I am known for using a proactive vs. reactive approach in mitigating risk for my clients. I have ...more

My name is Harry Delagrammatikas. I provide strategic securities and employment law counsel to a portfolio of employer clients with an 75% concentration in broker dealers and 25% other sectors. I am known for using a proactive vs. reactive approach in mitigating risk for my clients. I have represented mid-size brokerage firms and industry representatives in over 150 arbitrations. My areas of expertise include: ✔Registration/Reporting/Onboarding ✔Violations of FINRA rules ✔Suitability/Know Your Customer ✔Outside Business Activities ✔Control Person Liability My background includes providing counsel to clients in FINRA arbitration proceedings involving allegations of various sales practice violations, industry business disputes, and disciplinary hearings regarding product suitability. I am well versed in drafting pleadings and discovery motions, negotiating settlement agreements, writing supervisory procedures, and responding to regulatory inquiries. In addition to compliance and litigation, I have enjoyed multiple years of experience counseling financial services clients in employment and labor law. My ability competencies include: ✔Wrote over 300 employment contracts for financial services professionals. ✔Manage front to back onboarding process for registered advisor staff and consultants. ✔Crafting of Waiver, Release, and Termination Agreements. ✔Designed over 12 employee handbooks. ✔Conduct investigations regarding sexual harassment and discrimination claims. I have extensive knowledge of employment laws and regulations including; Human Rights Law (New York City), FMLA, American’s with Disabilities Act (ADA), National Labor Relations Act, and Whistleblower Termination. If you would like to discuss my experience, please connect with me on LinkedIn. I can also be reached at Hjdelas@gmail.com Pursuant to NYRPC Rule 7.1, the information contained herein is Attorney Advertising. Prior results do not guarantee a similar outcome.less