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Mills Rooks

TOG Capital Management, LLC , CCO, TOG Alpha Fund I, LLC.
I am a 40+ year veteran of the securities/financial services industry. I currently maintain the following licenses: Series 3, Series 7, Series 24, Series 27, Series 63, Series 65 and Series 79. I serve as FINOP for Moody Capital Solutions, Inc. (Member SIPC/FINRA), an investment banking firm in ...more

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