Neil Wolstenholme brings over twenty years’ experience in the broker-dealer environment. In his current opportunity, Neil is a resource to some of the best firms in the industry by promoting an excellent streamlined experience, and delivering proactive personalized risk based guidance every step of ...more

Neil Wolstenholme brings over twenty years’ experience in the broker-dealer environment. In his current opportunity, Neil is a resource to some of the best firms in the industry by promoting an excellent streamlined experience, and delivering proactive personalized risk based guidance every step of the way. Neil is considered a subject matter expert in several high-impact customer service liaison and supervision roles. He has worked with small to large firms and both introducing and executing broker-dealers such as LPL Financial and TD Ameritrade Institutional. In his early role, he served as Chief Advertising Analyst, providing risk oversight on sales literature, marketing commentary, radio shows, sales presentations and all things advertising for well over 500 financial advisors. In his free time, Neil enjoys examining the financial markets and laws affecting the broker-dealer marketplace. His most recent interests have been in developing safeguards to protect against elder financial exploitation.less