I have spent over 25 years in the financial services industry, engaged in a diverse set of roles across multiple areas of the industry including operations, portfolio management, research, trading, technology, and compliance. As a result, I have gained a spectrum of perspectives that has benefited ...more

I have spent over 25 years in the financial services industry, engaged in a diverse set of roles across multiple areas of the industry including operations, portfolio management, research, trading, technology, and compliance. As a result, I have gained a spectrum of perspectives that has benefited me in the development of market-leading investment management solutions. Blending a highly analytical approach with hands-on execution, I have built an accomplished history of maximizing business unit production while executing both strategic and tactical firm initiatives. I thrive on opportunities to enhance the quality of existing products and services, working with clients to solve challenges that are hindering their growth, and collaborating with team members to find creative ways to extract optimal performance. At Cipperman Compliance, my duties include the overall management of the compliance program along with the integration of the compliance rules as set forth by the industry regulators. My primary responsibility is to build, maintain, and monitor a customized compliance program for each of my unique clients.less