Specialties and interests: 1) Investment banking (deal origination, execution, and distribution), 2) Equity investment research/sales, and 3) Portfolio asset/wealth management. U.S. FINRA Series 24, 79, 7, 28, 63, 65, 66, and 87. HK SFC responsible officer of RA 1, 4, and 9.

Specialties and interests: 1) Investment banking (deal origination, execution, and distribution), 2) Equity investment research/sales, and 3) Portfolio asset/wealth management. U.S. FINRA Series 24, 79, 7, 28, 63, 65, 66, and 87. HK SFC responsible officer of RA 1, 4, and 9.less