Seasoned lawyer, expert in providing counsel on general corporate and non-profit legal matters, as well as compliance with federal, state, SRO, and select international securities regulations. Expertise in legal, regulatory and compliance matters under federal securities laws. Extensive experience ...more

Seasoned lawyer, expert in providing counsel on general corporate and non-profit legal matters, as well as compliance with federal, state, SRO, and select international securities regulations. Expertise in legal, regulatory and compliance matters under federal securities laws. Extensive experience in successful handling of general corporate matters, including corporate governance, proxy voting, trademark and copyright, and human resources/EEOC. Experience serving on management team, in managing in-house legal department and fulfilling role as chief compliance officer.less