Asset Management, Advisory, Consulting and Investment Related Litigation (including FINRA, AAA)
Real Estate Investment Management
New Home Construction - Cypress Homes
Financial Professional, (Trading, Wealth Mgmt, Compliance, etc.),
Investors - Legal Review - (Reg D's - Hedge Funds, ...
more
Asset Management, Advisory, Consulting and Investment Related Litigation (including FINRA, AAA)
Real Estate Investment Management
New Home Construction - Cypress Homes
Financial Professional, (Trading, Wealth Mgmt, Compliance, etc.),
Investors - Legal Review - (Reg D's - Hedge Funds, TICs, REITs, Etc.)
Real Estate and Construction Industry Professionals,
Business and Financial Compliance and Legal Advice.
Financial Consultants / Equity Trading (**Securities & Advisory Services Aegis Capital Corp / RBC Capital Markets / APEX Clearing**)
- Investment Banking, Wealth Management, Trade Execution, Market Making, Consulting, Dematerialization, & Advisory. * Branch Manager / Operator of Orlando Office (OSJ) - Aegis Capital Corp. (NYC Based IB & B/D)
Certifications:
NYSE/FINRA License(s): Series 7, 63, 24, Investment Advisor Representative (Series 65), Equity Trader (Series 55), & Operations Professional (Series 99)
Certified Estate & Trust Specialist - CES
Florida Life, Health and Variable Insurance License (2-15)
Florida Notary Public
Florida Real Estate Broker License - BK314492
Florida Mortgage Brokers License
Member / Attorney, District of Columbia Bar
Member / Attorney, State Bar of California - 294803
Admitted, United States District Court -Central District of California
Admitted, United States District Court -Southern District of California
Member, Los Angeles County Bar Association
Member, Beverly Hills Bar Association
Member, American Bar Association
Member, Consumer Attorney's Association of Los Angeles (CAALA)
Certified Contractor - Custom Homes at Stella Homes, Inc. & Cypress Homes
Real estate services (Boutique Brokerage, CMA's, Investor Analytics, Multi-Fam), Property management of residential & commercial (office) property portfolio - Licensed, Qualifying, Broker at Stella Realty Group.
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