Independent Brokerage Solutions LLC (“IndieBrokers”) exists as the solution to a growing need in the financial services industry for an independent broker-dealer with broad institutional regulatory compliance experience. IndieBrokers affords the regulatory structure necessary for investment ...
more
Independent Brokerage Solutions LLC (“IndieBrokers”) exists as the solution to a growing need in the financial services industry for an independent broker-dealer with broad institutional regulatory compliance experience. IndieBrokers affords the regulatory structure necessary for investment professionals to conduct investment banking and wealth management business lines on their own terms in a boutique branch office setting under the guidance and overall supervision of senior IndieBrokers management.
less