Responsible for all financial and operational aspects of this registered investment adviser and its affiliates, including a registered broker dealer, a registered transfer agent, a Luxembourg domiciled investment adviser and a federally chartered trust company.
•Areas of responsibility included ...
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Responsible for all financial and operational aspects of this registered investment adviser and its affiliates, including a registered broker dealer, a registered transfer agent, a Luxembourg domiciled investment adviser and a federally chartered trust company.
•Areas of responsibility included Human Resources, Information Technology and Legal.
•Served as Treasurer of 34 mutual funds (including 5 Luxembourg domiciled funds) sponsored by Fred Alger Management.
•Member of the firm’s Compliance Committee and Trading Practices Committee.
•Managed all regulatory exams and annual audits.
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