Top performing Financial Services subject matter expert with keen ability to assess risks holistically across asset classes, markets, US and domestic broker/dealer and alternative sector operations. Seasoned government liaison offering key advisory, analytics and training in SEC, FINRA, and ...more

Top performing Financial Services subject matter expert with keen ability to assess risks holistically across asset classes, markets, US and domestic broker/dealer and alternative sector operations. Seasoned government liaison offering key advisory, analytics and training in SEC, FINRA, and Dodd-Frank regulatory reform best practices.less