I focus my practice on the representation of registered investment companies and their investment advisers. I regularly advise mutual funds, closed-end funds and exchange-traded funds and their investment advisers on issues relating to the development and launch of new funds, ongoing compliance and ...more

I focus my practice on the representation of registered investment companies and their investment advisers. I regularly advise mutual funds, closed-end funds and exchange-traded funds and their investment advisers on issues relating to the development and launch of new funds, ongoing compliance and regulatory matters, mergers, liquidations and restructuring of funds. I have extensive experience advising issuers and underwriters on initial public offerings and rights offerings for closed-end funds. I also have particular expertise with ETFs and represent a significant number of ETF sponsors and ETFs in connection with their exemptive relief, launch of unique products and other issues relating to ETFs.less