I am a financial services professional with extensive experience in compliance oversight and manager evaluation of advisers on separate account, mutual fund, retirement, and annuities platforms. I help provide oversight of one of the largest subadvised investment programs in the U.S., with more ...more

I am a financial services professional with extensive experience in compliance oversight and manager evaluation of advisers on separate account, mutual fund, retirement, and annuities platforms. I help provide oversight of one of the largest subadvised investment programs in the U.S., with more than 170 investment advisers. I make meaningful improvements to the compliance programs of financial services firms. Additional background in investment manager research with a focus on equities. Excellent interpersonal, writing, editing, multitasking, presentation, collaboration, and analytical skills. Compliance areas of expertise: Investment Company Act, Investment Advisers Act, regulatory due diligence, compliance policies, and procedures. Knowledge of Salesforce.less