SIC: 6211 - SECURITY BROKERS, DEALERS & FLOTATION COMPANIES
State location: V8 | State of Inc.: V8 | Fiscal Year End: 1231
formerly: CREDIT SUISSE GROUP (filings through 2008-04-28)
| Filings | Format | Description | Filed/Effective | File/Film Number |
|---|---|---|---|---|
| 15-12G | Documents | Securities registration termination [Section 12(g)] Acc-no: 0001104659-23-073896 (34 Act) Size: 18 KB |
2023-06-23 | 001-15244 231034647 |
| EFFECT | Documents | Notice of Effectiveness Acc-no: 9999999995-23-001727 (33 Act) Size: 3 KB |
2023-06-13 | 333-238458 231012867 |
| 25-NSE | Documents | Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities Acc-no: 0000876661-23-000481 (34 Act) Size: 4 KB |
2023-06-12 | 001-15244 231007295 |
| S-8 POS | Documents | Securities to be offered to employees in employee benefit plans, post-effective amendments Acc-no: 0001104659-23-069986 (33 Act) Size: 23 KB |
2023-06-09 | 333-101259 231006251 |
| S-8 POS | Documents | Securities to be offered to employees in employee benefit plans, post-effective amendments Acc-no: 0001104659-23-069982 (33 Act) Size: 23 KB |
2023-06-09 | 333-208152 231006236 |
| S-8 POS | Documents | Securities to be offered to employees in employee benefit plans, post-effective amendments Acc-no: 0001104659-23-069981 (33 Act) Size: 23 KB |
2023-06-09 | 333-217856 231006222 |
| S-8 POS | Documents | Securities to be offered to employees in employee benefit plans, post-effective amendments Acc-no: 0001104659-23-069980 (33 Act) Size: 23 KB |
2023-06-09 | 333-268336 231006207 |
| POS AM | Documents | Post-Effective amendments for registration statement Acc-no: 0001104659-23-069979 (33 Act) Size: 32 KB |
2023-06-09 | 333-238458 231006196 |
| 6-K | Documents | Report of foreign issuer [Rules 13a-16 and 15d-16] Acc-no: 0001370368-23-000054 (34 Act) Size: 104 KB |
2023-06-06 | 001-15244 23994901 |
| 6-K | Documents | Report of foreign issuer [Rules 13a-16 and 15d-16] Acc-no: 0001370368-23-000052 (34 Act) Size: 102 KB |
2023-05-31 | 001-15244 23980341 |
| 6-K | Documents | Report of foreign issuer [Rules 13a-16 and 15d-16] Acc-no: 0001370368-23-000050 (34 Act) Size: 561 KB |
2023-05-31 | 001-15244 23978846 |
| 6-K | Documents | Report of foreign issuer [Rules 13a-16 and 15d-16] Acc-no: 0001370368-23-000044 (34 Act) Size: 643 KB |
2023-04-24 | 001-15244 23839093 |
| 6-K | Documents | Report of foreign issuer [Rules 13a-16 and 15d-16] Acc-no: 0001370368-23-000042 (34 Act) Size: 2 MB |
2023-04-24 | 001-15244 23837856 |
| 6-K | Documents | Report of foreign issuer [Rules 13a-16 and 15d-16] Acc-no: 0001370368-23-000039 (34 Act) Size: 114 KB |
2023-04-04 | 001-15244 23797111 |
| 6-K | Documents | Report of foreign issuer [Rules 13a-16 and 15d-16] Acc-no: 0001370368-23-000037 (34 Act) Size: 115 KB |
2023-03-20 | 001-15244 23745000 |
| 6-K | Documents | Report of foreign issuer [Rules 13a-16 and 15d-16] Acc-no: 0001370368-23-000035 (34 Act) Size: 119 KB |
2023-03-16 | 001-15244 23737869 |
| 6-K | Documents | Report of foreign issuer [Rules 13a-16 and 15d-16] Acc-no: 0001370368-23-000033 (34 Act) Size: 86 KB |
2023-03-16 | 001-15244 23737222 |
| UPLOAD | Documents | [Cover]SEC-generated letter Acc-no: 0000000000-23-002459 Size: 40 KB |
2023-03-14 | |
| UPLOAD | Documents | [Cover]SEC-generated letter Acc-no: 0000000000-23-002461 Size: 40 KB |
2023-03-14 | |
| 6-K | Documents | Report of foreign issuer [Rules 13a-16 and 15d-16] Acc-no: 0001370368-23-000031 (34 Act) Size: 4 MB |
2023-03-14 | 001-15244 23729207 |
| IRANNOTICE | Documents | Notice of disclosure filed pursuant to Section 219 of the Iran Threat Reduction and Syria Human Rights Act of 2012 (Exchange Act Section 13(r)). Acc-no: 0001370368-23-000028 (34 Act) Size: 4 KB |
2023-03-14 | 001-15244 23729201 |
| 20-F | Documents Interactive Data | Annual and transition report of foreign private issuers [Sections 13 or 15(d)] Acc-no: 0001370368-23-000026 (34 Act) Size: 125 MB |
2023-03-14 | 001-15244 23729195 |
| 6-K | Documents | Report of foreign issuer [Rules 13a-16 and 15d-16] Acc-no: 0001370368-23-000024 (34 Act) Size: 113 KB |
2023-03-14 | 001-15244 23729074 |
| CORRESP | Documents | [Cover]Correspondence Acc-no: 0001104659-23-031620 Size: 38 KB |
2023-03-13 | |
| UPLOAD | Documents | [Cover]SEC-generated letter Acc-no: 0000000000-23-002385 Size: 50 KB |
2023-03-10 | |
| UPLOAD | Documents | [Cover]SEC-generated letter Acc-no: 0000000000-23-002387 Size: 50 KB |
2023-03-10 | |
| 6-K | Documents | Report of foreign issuer [Rules 13a-16 and 15d-16] Acc-no: 0001370368-23-000021 (34 Act) Size: 81 KB |
2023-03-09 | 001-15244 23718685 |
| 6-K/A | Documents | [Amend] Report of foreign issuer [Rules 13a-16 and 15d-16] Acc-no: 0001370368-23-000017 (34 Act) Size: 101 KB |
2023-02-14 | 001-15244 23626832 |
| CORRESP | Documents | [Cover]Correspondence Acc-no: 0001104659-23-019898 Size: 117 KB |
2023-02-13 | |
| 6-K | Documents | Report of foreign issuer [Rules 13a-16 and 15d-16] Acc-no: 0001370368-23-000015 (34 Act) Size: 99 KB |
2023-02-09 | 001-15244 23605590 |
| 6-K | Documents | Report of foreign issuer [Rules 13a-16 and 15d-16] Acc-no: 0001370368-23-000013 (34 Act) Size: 7 MB |
2023-02-09 | 001-15244 23604930 |
| 6-K | Documents | Report of foreign issuer [Rules 13a-16 and 15d-16] Acc-no: 0001370368-23-000011 (34 Act) Size: 2 MB |
2023-02-09 | 001-15244 23600951 |
| SC 13G/A | Documents | [Amend] Statement of Beneficial Ownership by Certain Investors Acc-no: 0001387131-23-000460 (34 Act) Size: 62 KB |
2023-01-20 | 005-78083 23541004 |
| UPLOAD | Documents | [Cover]SEC-generated letter Acc-no: 0000000000-23-000461 Size: 53 KB |
2023-01-17 | |
| UPLOAD | Documents | [Cover]SEC-generated letter Acc-no: 0000000000-23-000460 Size: 53 KB |
2023-01-17 | |
| SC 13G/A | Documents | [Amend] Statement of Beneficial Ownership by Certain Investors Acc-no: 0001415889-23-000724 (34 Act) Size: 52 KB |
2023-01-10 | 005-78083 23521367 |
| 6-K | Documents | Report of foreign issuer [Rules 13a-16 and 15d-16] Acc-no: 0001370368-22-000108 (34 Act) Size: 64 KB |
2022-12-09 | 001-15244 221453410 |
| 6-K | Documents | Report of foreign issuer [Rules 13a-16 and 15d-16] Acc-no: 0001370368-22-000107 (34 Act) Size: 116 KB |
2022-12-09 | 001-15244 221453407 |
| 6-K | Documents | Report of foreign issuer [Rules 13a-16 and 15d-16] Acc-no: 0001370368-22-000104 (34 Act) Size: 579 KB |
2022-11-29 | 001-15244 221428231 |
| 6-K | Documents | Report of foreign issuer [Rules 13a-16 and 15d-16] Acc-no: 0001370368-22-000102 (34 Act) Size: 695 KB |
2022-11-25 | 001-15244 221419740 |